Advise the business on control room compliance topics such as Conflicts of interest, Material Non-Public Information management, Personal Account Dealing, and Outside Business Interests.
Manage information controls processes and ensure that conflicting transactions are duly escalated and managed.
Continuously improve control room processes and related systems/databases.
Be part of the control room enhancement project.
Broad control room compliance experience preferably with strong conflict of interest background.
Familiarity with Control Room policies and procedures
Experience liaising with various stakeholders across business lines
Good at building relationships and credibility; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis
To discuss in more details and obtain further information please contact Shingo Wong on or call
EA Registration Number R. Licence Number – 16S8139
Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and New York supporting clients across the entire spectrum of financial services businesses.