Research, implement, and manage the areas of banking regulations and laws, banking policies and procedures
Advise, supervise, and train banking staff on compliance procedures
Develop, initiate, maintain, and revise policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct
Develop and periodically review the Standards of Conduct to ensure continuing relevance in providing guidance to management and employees
Collaborate with other departments to direct compliance issues to appropriate existing channels for investigation and resolution
Identify possible areas of compliance vulnerability and risk; develop and implement corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future.
Degree holder with minimum 3 years of compliance experience
Compliance experience in MAS, financial institutions or CMS licensed firms (equity preferred)