You will be responsible for attaining control assurance on retail bank investment and insurance sales processes and practices to be in compliance to the group and local regulations and that sales supervision and monitoring processes are fully effective. You will also be working closely with the retail bank risk and control process teams to enhance control process to achieve effective control assurance result and audit readiness.
REQUIREMENTS:
You should have a Degree and min. 8 years of sales surveillance experience within Financial Services. Good understanding of financial advisory products and MAS balanced scorecard framework is a must. You should be able to lead and drive controls across the products and functions irrespective of reporting line and able to manage internal stakeholders
Please contact Xuan Kwok at or for a confidential discussion