The Compliance Audit Manager is responsible for leading a team that performs compliance and control reviews. You will perform independent QA, review findings and implement compliance frameworks. You will cover all compliance functions of the bank to ensure regulatory compliance.
You will be required to perform testing and monitoring for the bank’s compliance controls. For any identified issues, you will be responsible for implementing a remediation plan, and then establishing/implementing control plans in anticipation of future reoccurrence. Your role will work closely with internal/external auditors to ensure bank-wide compliance.
Other responsibilities include but not limited to:
To qualify, individuals must possess:
– University degree
– 8+ years of experience in compliance based systems
– High level of risk and control assessments
– Excellent communication and interpersonal skills
– Audit background
Please contact Samuel Shim at at for a confidential discussion.
EA License No: 16S8066 | Registration No. R