You will be reporting into the APAC Head of Compliance and you will be responsible for addressing all compliance related matters for all asset classes. You will serve as a point of escalation for any surveillance matters that have been raised. You will also take charge of any compliance related projects to drive automation and data analytics to better ensure compliance effectiveness through the usage of technology. On a periodic basis, you will perform monitoring on the controls to ensure that they are driving the compliance objective of the organization.
Candidates with 3-5 years of experience in compliance within a financial institution looking at electronic trading or a brokerage firm will have an advantage. As this role will require to cover North Asia, candidates should have mandarin speaking capabilities You should be a self starter and highly motivated individual.
Please send your CV to Cynthia Teo at quoting the job title for a confidential discussion.
We regret that only shortlisted candidates will be contacted.