You will support the Compliance team in performing compliance controls and updating policies and manuals, including Chinese Wall, Personal Investments, Gifts and Entertainment, Gifts and Entertainment, and Conflicts of Interest.
Other core tasks are periodic monitoring, communication surveillance, periodic review, position limits monitoring, system enhancements, compliance reports, organizing compliance training, and administrative support for the Compliance division, including but not limited to processing payments, scheduling meetings, etc.
You should possess at least 5 years of relevant compliance experience to qualify for the role. Basic working knowledge of financial products and financial market processes. Experience in using data visualization applications like Tableau and some experience in systems testing will be preferred.
Interested applicants, please reach out to Helen ( ) of Ansa Search. Your interest will be treated with the strictest confidentiality.