Compliance Associate Permanent

Responsibilities of the Role:

• To review and approve Restricted List requests from Asia deal team members and assist to maintain the Restricted List.
• To conduct email surveillance for APAC staff and assist in maintaining the company’s compliance system
• To assist with APAC AML/KYC requests
• To assist with applying for individual SFC and MAS regulatory licenses
• To submit the SFC FRR filing to the SFC on a bi-annual basis.
• To assist with any MAS regulatory filings and liaising with MAS as needed.

Requirements of the Role:

• Bachelor’s degree and with 3-5 years’ (maximum) of relevant compliance experience
• Extensive knowledge in regulatory requirements applicable to the asset management/private equity industry (preferably in Asia and with SFC and MAS regulatory experience).
• Prior experience in private equity, asset management or compliance consultancy firm is preferred.

Company Reg. No.: D | Licence No.: 11C4684 | EA Reg No: R