To review and approve Restricted List requests from Asia deal team members and assist to maintain the Restricted List.
To conduct email surveillance for APAC staff and assist in maintaining the company’s compliance system
To assist with APAC AML/KYC requests
To assist with applying for individual SFC and MAS regulatory licenses
To submit the SFC FRR filing to the SFC on a bi-annual basis.
To assist with any MAS regulatory filings and liaising with MAS as needed.
Requirements of the Role:
Bachelor’s degree and with 3-5 years’ (maximum) of relevant compliance experience
Extensive knowledge in regulatory requirements applicable to the asset management/private equity industry (preferably in Asia and with SFC and MAS regulatory experience).
Prior experience in private equity, asset management or compliance consultancy firm is preferred.
Company Reg. No.: D | Licence No.: 11C4684 | EA Reg No: R