Compliance Analyst – Asset Management Permanent

A leading global asset management firm is looking for a compliance analyst to join their team. The individual will be responsible for developing and implementing a compliance framework for the Singapore team. The role will report into the Senior Compliance Officer in Singapore and the Head of Compliance for APAC.

Responsibilities:

• Review/draft licensing applications, regulatory filings/notifications, short and derivatives position reports, manuals, and policies/procedures
• Track regulatory developments, assess its impact on business operations, assist with creating corresponding policies and procedures
• Provide pro-active and timely advice on relevant regulatory and firm policy requirements
• Periodically administer compliance training
• Assist with ad-hoc projects and regional compliance coverage

Requirements:

• 3+ years in asset management, securities regulator, broker, law-firm, or compliance consultant
• Thorough knowledge of Singapore securities laws (incl. SFA, CMS licensing regime and associated rules, regulations and guidelines)
• Degree from a reputable university (banking, finance or accountancy preferred)
• Excellent interpersonal and communication skills (written and oral)
• Able to work with stakeholders at all levels
• Chinese or Japanese language skills a plus
• Hedge fund experience and legal qualification a plus