Advise the team and assist with the monitoring of periodic review deadlines
Update relevant stakeholders on all related matters
Partner with Relationship Managers, Front line sales, and the Compliance team for client-onboarding and KYC requirements
Provides guidance to new and existing relationship managers on KYC documentations and Source of Wealth corroboration where necessary
Perform transaction reviews during periodic reviews and identify and assess any potential red flags prior to onboarding
Support the relationship managers in all day to day business support matters and ensure adherence to policies and procedures (Compliance, KYC requirements, Due Diligence, AML)
Participate in initiatives including major system upgrades, process/work-flow implementation and improvisation, new products & regulatory related projects
Requirements:
At least 8 years of relevant experience, experience in Private Banking with a good understanding of Wealth Management products and relevant regulations
Direct experience in client on-boarding, periodic review or KYC review of Wealth clients
Candidates with leadership experience may have an advantage
Selby Jennings is a Trading Style of Phaidon International (License number 16S8194)