Client Support Contract

Discipline: Private Wealth Management

Associate/AVP, Client Support, Wealth Management

Responsibilities:

• Advise the team and assist with the monitoring of periodic review deadlines
• Update relevant stakeholders on all related matters
• Partner with Relationship Managers, Front line sales, and the Compliance team for client-onboarding and KYC requirements
• Provides guidance to new and existing relationship managers on KYC documentations and Source of Wealth corroboration where necessary
• Perform transaction reviews during periodic reviews and identify and assess any potential red flags prior to onboarding
• Support the relationship managers in all day to day business support matters and ensure adherence to policies and procedures (Compliance, KYC requirements, Due Diligence, AML)
• Participate in initiatives including major system upgrades, process/work-flow implementation and improvisation, new products & regulatory related projects

Requirements:

• At least 8 years of relevant experience, experience in Private Banking with a good understanding of Wealth Management products and relevant regulations
• Direct experience in client on-boarding, periodic review or KYC review of Wealth clients
• Candidates with leadership experience may have an advantage

Selby Jennings is a Trading Style of Phaidon International (License number 16S8194)