The incumbent is required to review and carry out surveillance work on Corporate accounts (EmB) to manage the risks pertaining to anti-money laundering, counter-terrorism financing or economic and trade sanctions.
The Business Compliance Service Manager is expected to be accurate, thorough and detailed in his/her analysis of account transactions. When there is a transaction or event that poses a risk to the bank (whether reputational or potential breach of law, sanction of regulation) he/she is expected to identify the risk and recommend/take remedial action to mitigate the risk. He/she is required to complete the reviews in a timely manner before stipulated deadline.
The job scope of the Business Compliance Service Manager (Reviewer) includes:
Perform various types of triggering event reviews on customer accounts
Liaise with customers to obtain updated information
File UTRs and recommend relationship strategy
Contribute to developing and ensuring a compliant culture within the business users
Conduct research via available Bank systems and commercial databases as well as internet
Interface with relevant units and the business in regards to compliance reviews, investigation, as well as other ad-hoc projects
Proficiency in MS office applications / World check / Factiva
Excellent analytical, interpersonal, communication and written skills