Work with business and regulatory units on regulatory assessments and solutions for new initiatives.
Exercise strong initiative and good judgement in analyzing issues and solving problems.
Conduct meetings concerning his/her portfolio which may be of a moderate to complex nature.
Direct and co-ordinate tasks among business and regulatory units.
Contribute to initiatives for maintaining/improving processes and systems to ensure effective and efficient execution of unit functions.
Build effective relationships with internal and external stakeholders, including business units, market professionals, solicitors, and regulators.
Deputise for team leaders on administrative matters.
A good degree in Law, Finance or Economics, with at least 3-5 years’ experience in financial regulations pertaining to broker-dealer oversight, capital markets, clearing houses or corporate governance.
Sharp, meticulous and accurate in reviewing and processing information.
Able to effectively convey and communicate decisions and information clearly and accurately (both verbal and written).
Team player with ability to work independently as required.
For interested parties, please send resume to We regret that only shortlisted candidates will be notified Capita Pte Ltd | EA Licence No 08C2893 | RCB No. M Grace Chuah Chia Wen | EA Registration No : R